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We're changing the way Sapphire looks
Same platform, new visual identity. Learn more: Sapphire is becoming NHMRC Grant Management System.
The NHMRC Complaints Policy sets out how NHMRC manages complaints about its activities, policies and decision-making.
The purpose of this policy is to provide information to stakeholders about how the National Health and Medical Research Council (NHMRC) manages formal complaints.
The policy outlines how NHMRC manages:
This policy has been developed with reference to the Commonwealth Ombudsman’s Better Practice Guide to Complaint Handling.
This policy does not cover:
The NHMRC Complaints Team facilitates the management of complaints, working across NHMRC as required. Members of this team, as with all NHMRC staff, are bound to conduct their duties in accordance with the Australian Public Service Values and Code of Conduct, as set out in in the Public Service Act 1999.
The following guiding principles apply to complaints handling in NHMRC:
In addition to resolving individual complaints, NHMRC will use complaint investigations to consider whether there are quality improvements that could be applied to NHMRC activities. Complaints that raise matters that may relate to fraud or corruption are reported to NHMRC’s Fraud and Corruption Control Officer for consideration under NHMRC’s Fraud and Corruption Control Framework.
General complaints about NHMRC may relate to any aspect of our work, including our policies, services, guidelines or advice, other than complaints related to research funding processes, which are provided for under Section 4 of this policy.
If you have a concern about any aspect of NHMRC’s work, NHMRC encourages you to contact the NHMRC team involved by email to discuss your concerns before submitting a formal complaint.
If this is not appropriate for your particular concern, or if you consider your concern has not been addressed, you can make a formal complaint in writing to NHMRC by:
Note:
The Complaints Team is the primary contact point for lodgement of and enquiries regarding general complaints about NHMRC.
Once a complaint is received, the Complaints Team will:
NHMRC aims to respond to complaints in writing within 30 days, however, this is not always possible and we will seek to keep you informed of progress if a matter will take longer to resolve.
Where the relevant area in NHMRC responds to the complaint – as noted in section 3.1 above, if the complainant is still dissatisfied with the response, they may ask the Complaints Team to re-consider the complaint.
Where the Complaints Team investigates the complaint –
If you consider that your concerns have not been addressed, you may raise your complaint with a body outside the NHMRC, see section 5. External review for further information.
This section relates to complaints about NHMRC’s research funding processes, including the administration of funding schemes delivered by NHMRC for third parties. This includes complaints that relate to the application and peer review processes and to grant administration.
Any participant in the research funding grant application or peer review process may make a complaint, including:
If a research supervisor wishes to raise a complaint on behalf of another person, they must provide written permission from that person, noting that the complaint should be submitted to NHMRC through the Administering Institution’s RAO (see section 4.2).
Applicants who are concerned about NHMRC processes or funding outcomes are encouraged to talk to their Administering Institution’s RAO about their concerns before commencing the complaint process. NHMRC reserves the right to contact an RAO regarding a complaint where we think it is appropriate to do so.
Complaints to the NHMRC about research funding will only be considered if they are submitted to NHMRC through your Administering Institution’s RAO. NHMRC funding is awarded through Administering Institutions and this step enables the RAO to advise the complainant whether the complaint is valid and provide the complainant with any information NHMRC has previously provided the institution in relation to the issue/s intended to be raised.
Ideally, research funding complaints should be made within 28 calendar days of any NHMRC decisions or action they relate to, noting that the longer the lapse of time before the complaint is made, the more difficult it may be to resolve.
The following information should be included:
NHMRC assigns grant applications to independent peer reviewers based on the peer reviewers self-declared suitability, including consideration of any declared conflicts of interest.
In some NHMRC schemes, peer reviewers are asked to provide written feedback, highlighting their opinion of the strengths and weaknesses of an application. Written feedback is intended to support applicants when drafting future applications.
Complaints about the process of peer review can be considered under this policy. However, NHMRC will not:
On receipt of a research funding complaint, the NHMRC Complaints Team will:
Where the relevant area in NHMRC responds to the complaint – If the complainant is still dissatisfied with this response, they may ask the Complaints Team to re-consider the complaint.
Where the Complaints Team investigates the complaint –
Complaint resolution will depend on the nature of the complaint and whether the application is in the assessment process when the complaint is received. As noted in section 4.2, ideally, research funding complaints should be made within 28 calendar days of any NHMRC decisions or action they relate to, noting that the longer the lapse of time before the complaint is made, the more difficult it may be to resolve.
As noted in section 4.4, where relevant and feasible, applications will continue to progress through the assessment process, including peer review, while complaints are under investigation by the Complaints Team.
If a complaint is upheld while the assessment process is ongoing, NHMRC will endeavour to resolve the matter in a way that minimises any adverse impact on the applicant and/or peer reviewers.
If a complaint is upheld after the assessment process has concluded, NHMRC will determine the likely impact of the process error on the application’s outcome and will assess if a remedial action can (or should) be applied.
Regardless of whether the complaint is upheld or not, NHMRC will write to you, via your Administering Institution’s RAO, advising of the decision and review rights.
If you consider that your research funding complaint has not been addressed, you may be able to raise your complaint with the NHMRC Commissioner of Complaints (the Commissioner). Alternatively, you may choose to make your complaint to an external review body, see section 5. External review.
The Commissioner is an independent position established under Part 8 of the NHMRC Act. The Commissioner may investigate complaints concerning action taken by the NHMRC CEO, their delegate or the NHMRC Research Committee in relation to a funding application.
Information on the steps, and the grounds, for making a complaint to the Commissioner can be found at NHMRC Commissioner of Complaints.
Notes
Yes, but the Commissioner may choose not to investigate a complaint if the complainant has not approached NHMRC with the complaint in the first instance and the Commissioner is satisfied that it would be reasonable for the complainant to do so. Most complaints are resolved by NHMRC internally without the need to seek review by the Commissioner.
Details on how to lodge a complaint with the Commissioner are available at NHMRC Commissioner of Complaints. Complainants are strongly encouraged to make any complaint to the Commissioner through their Administering Institution’s RAO. If this is not done, the complainant should notify their RAO that a complaint has been made to the Commissioner.
You may choose to make your complaint to a body outside the NHMRC, including if you consider that your research funding complaint has not been addressed by the response you have received from NHMRC or from the Commissioner of Complaints.
Depending on the type of complaint you are making, bodies which may be able to consider your concerns include:
Australian Information Commissioner and Privacy Commissioner
Website: https://www.oaic.gov.au/
Online enquiry form: https://www.oaic.gov.au/about-us/contact-us/
Telephone: 1300 363 992
Postal: GPO Box 5218 SYDNEY NSW 2001
Commonwealth Ombudsman
Website: https://www.ombudsman.gov.au/
Online enquiry form: https://www.ombudsman.gov.au/contact
Telephone: 1300 362 072
Scheme for Compensation for Detriment caused by Defective Administration
Applications under the Scheme for Compensation for Detriment caused by Defective Administration (the CDDA Scheme) should be made directly to the NHMRC. Further information about the CDDA Scheme is on the Commonwealth Department of Finance's website.
General enquiries and feedback
Feedback form: Contact us
Email: nhmrc@nhmrc.gov.au
Telephone: 13 000 NHMRC (13 000 64672) or +61 2 6217 9000 for international callers
Postal: GPO Box 1421 Canberra ACT 2601
Research funding enquiries (Research Help Centre)
Website page: Research Help Centre
Email: help@nhmrc.gov.au
Complaints Team
Email: complaints@nhmrc.gov.au or use the online complaints form
Telephone: 13 000 NHMRC (13 000 64672) or +61 2 6217 9000 international callers
Postal: GPO Box 1421 CANBERRA ACT 2601